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Dealer Business System
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71	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:38 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-07-13 15:56:49 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
72	UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT FORM Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 11:00:30 Business Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Financial markets Financial economics Finance
73	FEDERAL RESERVE SYSTEM 12 CFR Part 250 [Miscellaneous Interpretations; Docket R[removed]Applicability of Section 23A of the Federal Reserve Act to the Purchase of Securities from Certain Affiliates AGENCY: Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:36:25 Financial markets New Deal agencies Securities Securities market Security Federal Reserve System U.S. Securities and Exchange Commission Broker-dealer Short Financial economics Business Finance
74	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:47 AM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 11:03:17 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
75	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:41 AM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2014-02-04 14:54:37 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
76	FEDERAL RESERVE SYSTEM 12 CFR Parts 220, 221 and 224 [Regulations T, U and X; Docket No. R[removed]Securities Credit Transactions AGENCY: Board of Governors of the Federal Reserve System ACTION: Advance notice of proposed Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:36:15 Financial markets United States securities law 73rd United States Congress United States Securities and Exchange Commission Security Securities market U.S. Securities and Exchange Commission Broker-dealer Short Finance Financial economics Business
77	UNITED STATES SECURITIES AND EXCHANGE COMMISSION FOCUS REPORT FORM Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2012-04-03 11:00:16 Business Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Financial markets Financial economics Finance
78	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date: [removed]:39 PM Status: Accepted Add to Reading List Source URL: strategy.duncanwilliams.com Language: English - Date: 2013-11-14 09:47:13 Financial economics Financial services Financial regulation Short Short selling Federal Reserve System Security Margin Broker-dealer Finance Financial markets Business
79	Division of Banks Opinion - New York Bank’s Authority To Offer Secured Discretionary Lines Of Credit In Washington State) - ISGC[removed]OGC Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2011-12-22 15:28:36 Financial markets Primary dealers Financial services Broker-dealer Fixed income market Security Federal Reserve System Registered Investment Advisor Citigroup Financial economics Finance Business
80	Examination Handbook 710 Appendix C, SEC Policy on Networking Arrangements, January 2004 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2012-01-11 15:12:06 Financial system Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Security Securities Exchange Act Broker-dealer Corporation Service Company Computer Sciences Corporation United States securities law Financial economics Business

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